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Close Brothers Asset Management is committed to acting in the best interests of its clients whilst meeting its statutory and regulatory obligations.

Close Brothers Asset Management has no tolerance for financial crime and maintains a framework of policies and controls designed to detect and respond to the risks of money laundering, terrorist financing, bribery and corruption, fraud, sanctions breaches and the criminal facilitation of tax evasion.

The following policies and information may be of interest to our clients and potential investors.

Client policies

Investment Research Policy

59.7KB | pdf | size


Order Execution Policy

98.9KB | pdf | size


CASS factsheet

65.6KB | pdf | size


Before you invest, make sure you feel comfortable with the level of risk you take. Investments aim to grow your money, but they might lose it too.