Policies
Close Brothers Asset Management is committed to acting in the best interests of its clients whilst meeting its statutory and regulatory obligations. Close Brothers Asset Management has no tolerance for financial crime and maintains a framework of policies and controls designed to detect and respond to the risks of money laundering, terrorist financing, bribery and corruption, fraud, sanctions breaches and the criminal facilitation of tax evasion.
The following policies and information may be of interest to our clients and potential investors.
Client policies
Investment Research Policy
- 24 Aug 23
- 0.12MB
This document sets out how we use investment research at CBAM.
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Order Execution Policy
- 10 Oct 22
- 0.12MB
This policy sets out our approach to order execution and obtaining the best possible result for our clients.
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Conflicts of interest policy
- 29 Nov 22
- 0.13MB
This policy explains the conflicts of interest that may impact our business and how we manage them.
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Client assets protection
- 02 Feb 23
- 0.16MB
This document explains how we safeguard our clients’ money and assets.
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The Russia/Ukraine conflict: ESG considerations
- 28 Jun 22
- 0.03MB
This conflict is a human tragedy, and with environmental, social and governance (ESG) factors being core to our values, we would like to provide an update on our positioning.
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Fund Remuneration Policy
- 02 May 23
- 0.06MB
Information regarding Close Asset Management (UK) Limited's approach to remuneration.
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Receipt of market soundings
- 13 Sep 22
- 0.12MB
This document explains our approach to the receipt of market soundings and inside information.
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