Policies

Close Brothers Asset Management is committed to acting in the best interests of its clients whilst meeting its statutory and regulatory obligations. Close Brothers Asset Management has no tolerance for financial crime and maintains a framework of policies and controls designed to detect and respond to the risks of money laundering, terrorist financing, bribery and corruption, fraud, sanctions breaches and the criminal facilitation of tax evasion.

The following policies and information may be of interest to our clients and potential investors.

Client policies

Investment Research Policy

  • 10 Feb 21
  • 1.06MB
  • PDF

This document sets out how we use investment research at CBAM.

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Order Execution Policy

  • 28 Jul 20
  • 0.72MB
  • PDF

This policy sets out our approach to order execution and obtaining the best possible result for our clients.

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Conflicts of interest policy

  • 10 Feb 21
  • 1.06MB
  • PDF

This policy explains the conflicts of interest that may impact our business and how we manage them.

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Client assets protection

  • 08 Dec 20
  • 0.17MB
  • PDF

This document explains how we safeguard our clients’ money and assets.

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Other policies

Fund Remuneration Policy

  • 11 Jan 21
  • 0.13MB
  • PDF

Information regarding Close Asset Management (UK) Limited's approach to remuneration.

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Corporate Access Policy

  • 10 Feb 21
  • 1.06MB
  • PDF

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Receipt of market soundings

  • 10 Feb 21
  • 1.05MB
  • PDF

This document explains our approach to the receipt of market soundings and inside information.

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2020 Shareholder Engagement and Voting Report

  • 21 Jan 21
  • 2.08MB
  • PDF

For use by professional financial advisers only. No other person should rely on, or act on any information in this document when making an investment decision.

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Please be aware, the value of investments can fall as well as rise and that past performance is not a reliable indicator of future returns and you could get back less than invested. Click here to understand the risks associated with investing.

If you are accessing our services and products or website from outside the UK, please note that these are intended for UK investors. For more information, please refer to the Legal centre.

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