Policies

Close Brothers Asset Management is committed to acting in the best interests of its clients whilst meeting its statutory and regulatory obligations. Close Brothers Asset Management has no tolerance for financial crime and maintains a framework of policies and controls designed to detect and respond to the risks of money laundering, terrorist financing, bribery and corruption, fraud, sanctions breaches and the criminal facilitation of tax evasion.

The following policies and information may be of interest to our clients and potential investors.

Client policies

Investment Research Policy

  • 18 Oct 18
  • 0.05MB
  • PDF

This document sets out how we use investment research at CBAM.

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Order Execution Policy

  • 30 Apr 19
  • 0.08MB
  • PDF

This policy sets out our approach to order execution and obtaining the best possible result for our clients.

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Conflicts of interest policy

  • 18 Oct 18
  • 0.05MB
  • PDF

This policy explains the conflicts of interest that may impact our business and how we manage them.

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Other policies

Fund Remuneration Policy

  • 22 Jan 19
  • 0.04MB
  • PDF

Information regarding Close Asset Management (UK) Limited's approach to remuneration.

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Corporate Access Policy

  • 18 Oct 18
  • 0.15MB
  • PDF

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Receipt of market soundings

  • 18 Oct 18
  • 0.04MB
  • PDF

This document explains our approach to the receipt of market soundings and inside information.

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Stewardship code

  • 18 Oct 18
  • 0.05MB
  • PDF

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Please be aware, the value of investments can fall as well as rise and that past performance is not a reliable indicator of future returns and you could get back less than invested. Click here to understand the risks associated with investing. Calls to any number may be recorded for training and monitoring purposes. This site uses Cookies.