Close Brothers Asset Management is committed to acting in the best interests of its clients whilst meeting its statutory and regulatory obligations. Close Brothers Asset Management has no tolerance for financial crime and maintains a framework of policies and controls designed to detect and respond to the risks of money laundering, terrorist financing, bribery and corruption, fraud, sanctions breaches and the criminal facilitation of tax evasion.
The following policies and information may be of interest to our clients and potential investors.
Close Brothers Asset Management are aware that the Shareholders Rights Directive II (SRD II) rules come into effect on 10 June 2019. SRD II aims to promote effective stewardship and long-term investment decision making. We are currently in the process of updating our policies regarding our stewardship and engagement activities and this will shortly be published on our website.